Updated: June 03 2009

Tennessee - Department of Commerce and Insurance Securities

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Tennessee - Department of Commerce and Insurance Securities
500 James Robertson Pkwy.,
Davy Crockett Tower,
Nashville, TN 37243
Phone: (615) 741-2947
Web: http://tn.gov/commerce/securities

Region(s) Served

• State

Locations

• TDCI Securities Division - Nashville Office
  500 James Robertson Pkwy.,
  Davy Crockett Tower,
  Nashville, TN 37243
  Toll-free: in TN (800) 863-9117
  Phone: (615) 741-2947
  Fax: (615) 532-8375
  Web: http://tn.gov/commerce/securities

Related Programs

• Tennessee - Department of Commerce and Insurance Securities

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