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Updated: June 05 2009
Kentucky - Department of Financial Institutions
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.
Primary Address
Kentucky - Department of Financial Institutions
1025 Capital Center Drive,
Suite 200,
Frankfort, KY 40601
Phone: (502) 573-3390
Web: http://www.dfi.state.ky.us
Region(s) Served
- State
Locations
- Frankfort Office
1025 Capitol Ctr. Dr.,
Suite 200,
Frankfort, KY 40601
Toll-free: (800) 223-2579
Phone: (502) 573-3390
Fax: (502) 573-0086
Web: http://www.kfi.ky.gov
Email: kfi@ky.gov
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