Updated: June 28 2018

Kentucky - Department of Financial Institutions

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Kentucky - Department of Financial Institutions
1025 Capital Center Drive, Suite 200,
Frankfort, KY 40601
Phone: (502) 573-3390
Web: http://kfi.ky.gov

Region(s) Served

• State

Locations

• Kentucky - Department of Financial Institutions - Frankfort Office
  1025 Capitol Center Drive, Suite 200,
  Frankfort, KY 40601
  Toll-free: (800) 223-2579
  Phone: (502) 573-3390
  Fax: (502) 573-8787
  Web: http://kfi.ky.gov
  Email: [email protected]
  …

Related Programs

• Kentucky - Department of Financial Institutions

Keywords