Updated: July 02 2018

Maine - Office of Securities

The Office of Securities protects Maine investors by investigating and prosecuting violations of the securities laws; licensing broker-dealers, agents, investment advisers, and investment adviser representatives; and reviewing registration statements and exemption filings for securities issuers that are seeking to sell in Maine.

Primary Address

Maine - Office of Securities
Department of Professional & Financial Regulation
Office of Securities
76 Northern Avenue
Gardiner, ME 04345
Phone: (207) 624-8551
Web: http://www.maine.gov/pfr/securities/

Region(s) Served
  • State
Locations
  • Maine Office of Securities - Gardiner Office
    Department of Professional & Financial Regulation
    Office of Securities
    76 Northern Avenue
    Gardiner, MA 04345
    Toll-free: (877) 624-8551 (toll free in Maine)
    Phone: (207) 624-8551
    Fax: (207) 624-8404
    Web: http://www.maine.gov/pfr/securities/
  • Maine Office of Securities - Mailing address
    Office of Securities
    121 State House Station
    Augusta, ME 04333
    Toll-free: (877) 624-8551 (toll free in Maine)
    Phone: (207) 624-8551
    Fax: (207) 624-8404
    Web: http://www.maine.gov/pfr/securities/
Related Programs
Keywords

 
 

Quick Menu

Support Consumer Action

Support Consumer

Join Our Email List

Optional Member Code
Facebook FTwitter T

CSG Browse Options

CSG Search Options