Updated: July 30 2014

New York - Investor Protection Bureau of NY State Attorney General

The Investor Protection Bureau is charged with enforcing the New York State securities law, commonly known as the Martin Act.  The Martin Act gives the Attorney General broad law-enforcement powers to conduct public and private investigations of suspected fraud in the offer, sale or purchase of securities.  Where appropriate, the Attorney General may commence civil and criminal prosecutions under the Martin Act to protect investors.  The Bureau also protects the public from fraud by requiring brokers, dealers, securities salespersons and investment advisers to register with the Attorney General’s Office.

Primary Address

New York - Investor Protection Bureau of NY State Attorney General
Office of the Attorney General,
Investor Protection Bureau,
120 Broadway, 23rd Floor,
New York, NY 10271
Phone: (212) 416-8222
Web: http://www.ag.ny.gov/bureau/investor-protection-bureau

Region(s) Served

• State

Locations

• New York Investor Protection Bureau - New York Office
  120 Broadway, 23rd Floor,
  New York, NY 10271
  Phone: (212) 416-8222
  Fax: (212) 416-8816
  Web: http://www.ag.ny.gov/bureau/investor-protection-bureau
  Email: [email protected]
  …

Related Programs

• New York - Investor Protection Bureau of NY State Attorney General

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