Updated: October 06 2006
Tennessee - Department of Commerce and Insurance Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.
Primary Address
Tennessee - Department of Commerce and Insurance Securities
Assistant Commissioner
Nashville, TN 37243
Phone: (615) 741-2947
Web: http://www.state.tn.us/commerce
Region(s) Served
- State
Locations
- Nashville Office
Assistant Commissioner Davy Crockett Tower, 500 James Robertson Pkwy., 4th Floor
Nashville, TN 37243
web: