Updated: October 06 2006

Nevada - Securities Division, Office of the Secretary of State

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Nevada - Securities Division, Office of the Secretary of State
Chief Compliance Enforcement Investigator
Las Vegas, NV 89101
Phone: (702) 486-2440
Web: http://www.sos.state.nv.us

Region(s) Served
  • State
Locations
  • Criminal Investigator III
    Nevada Secretary of State Securities Enforcement 1105 Terminal Way, Suite 211
    Reno, NV 89502
    web:
  • Las Vegas Office
    Chief Compliance Enforcement Investigator 555 E. Washington Ave., Suite 5200
    Las Vegas, NV 89101
    web:
  • Main Office
    101 North Carson Street, Suite 3
    Carson City, NV 89701-3714
    web:
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