Updated: October 06 2006
Louisiana - Office of Financial Institutions, Securities Division
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.
Primary Address
Louisiana - Office of Financial Institutions, Securities Division
Deputy Commissioner of Securities
Baton Rouge, LA 70809
Phone: (225) 925-4512
Web: http://www.ofi.state.la.us
Region(s) Served
- State
Locations
- Baton Rouge Office
Deputy Commissioner of Securities 8660 United Plaza Blvd., 2nd Floor
Baton Rouge, LA 70809
web: