Updated: October 06 2006
Indiana - Securities Division, Office of the Secretary of State
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.
Primary Address
Indiana - Securities Division, Office of the Secretary of State
Securities Commissioner
Indianapolis, IN 46204
Phone: (317) 232-6681
Web: http://www.in.gov/sos/securities
Region(s) Served
- State
Locations
- Indianapolis Office
Securities Commissioner 302 West Washington Street, Room E-111
Indianapolis, IN 46204
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