Updated: April 05 2018

Washington - Department of Financial Institutions, Securities

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Washington - Department of Financial Institutions, Securities
150 Israel Rd SW,
Tumwater, WA 98501
Phone: (360) 902-8700
Web: http://www.dfi.wa.gov/

Region(s) Served

• State

Locations

• Washington Department of Financial Institutions - Turnwater Office
  Mailing Address:
  PO Box 41200
  Olympia WA 98504-1200
  Physical Office Location:
  150 Israel Rd SW
  Tumwater, WA 98501
  Toll-free: (877) 746-4334
  Phone: (360) 902-8700
  Fax: (360) 586-5068
  Web: http://www.dfi.wa.gov/
  Email: [email protected]
  …

Related Programs

• Washington - Department of Financial Institutions, Securities

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