Keep the Information Flowing
Small contributions go a long way. Your donation to Consumer Action, a 501 (c)(3) nonprofit, nonpartisan organization, can help us cover the cost of research, writing, and translation of our materials. To keep our services free for those who need them. Select an amount to give.
Updated: April 07 2010
Maine - Office of Securities
The Office of Securities protects Maine investors by investigating and prosecuting violations of the securities laws; licensing broker-dealers, agents, investment advisers, and investment adviser representatives; and reviewing registration statements and exemption filings for securities issuers that are seeking to sell in Maine.
Primary Address
Maine - Office of Securities
Department of Professional & Financial Regulation,
Office of Securities,
121 State House Station,
Augusta, ME 04333
Phone: (207) 624-8551
Web: http://www.maine.gov/pfr/securities/index.shtml
Region(s) Served
- State
Locations
- Maine Office of Securities - Augusta Office
Office of Securities,
121 State House Station,
Augusta, ME 04333
Toll-free: (877) 624-8551 (toll free in Maine)
Phone: (207) 624-8551
Fax: (207) 624-8590
Related Programs
Keywords
Quick Menu
Support Consumer Action
Join Our Email List
